Quarterly report pursuant to Section 13 or 15(d)

CONSOLIDATED STATEMENTS OF CASH FLOWS (Parenthetical)

v3.22.4
CONSOLIDATED STATEMENTS OF CASH FLOWS (Parenthetical) - USD ($)
$ in Thousands
 1 Months Ended 2 Months Ended
Dec. 31, 2022
Oct. 30, 2022
Nov. 30, 2022
Oct. 31, 2022
Sep. 30, 2022
Cost $ 640,776       $ 656,053
Investment, Identifier [Axis]: Leeds Novamark Capital I, L.P. – Limited Partnership Interest ($843 uncalled capital commitment          
Cost 0 [1],[2],[3],[4]       1,223 [5],[6],[7]
Investment, Identifier [Axis]: Antenna Research Associates, Inc. – Common Equity Units          
Cost 4,283 [2],[3]       4,283 [6],[8]
Investment, Identifier [Axis]: Engineering Manufacturing Technologies, LLC – Common Stock          
Cost 3,000 [2],[3]       3,000 [6],[8]
Investment, Identifier [Axis]: Leeds Novamark Capital I, L.P          
Realized investment gains     $ 4,400    
Cost 0        
Investment, Identifier [Axis]: Ohio Armor Holdings, LLC – Common Equity          
Cost 1,000 [2],[3]       1,000 [6],[8]
Investment, Identifier [Axis]: R2i Holdings, LLC          
Net proceeds from the sale of investments 19,200        
Investment, Identifier [Axis]: WorkforceQA, LLC – Common Stock          
Cost 500 [2],[3]       500 [6],[8]
Investment, Identifier [Axis]: 8th Avenue Food & Provisions, Inc. – Term Debt          
Cost $ 3,698 [9]       $ 3,698 [10]
Investment, interest rate, paid in cash 12.10% [9],[11],[12],[13],[14]       10.90% [10],[15],[16],[17],[18]
Investment, Identifier [Axis]: ALS Education, LLC – Line of Credit          
Cost $ 2,000 [19]       $ 0 [20]
Investment, interest rate, paid in cash 11.40% [11],[12],[13],[14],[19]       10.10% [15],[16],[17],[18],[20]
Investment, Identifier [Axis]: ALS Education, LLC – Term Debt          
Cost $ 19,360 [19]       $ 19,690 [20]
Investment, interest rate, paid in cash 11.40% [11],[12],[13],[14],[19]       10.10% [15],[16],[17],[18],[20]
Investment, Identifier [Axis]: Antenna Research Associates, Inc. – Term Debt          
Cost [2] $ 21,892       $ 21,973
Investment, interest rate, paid in cash 14.40% [2],[11],[12],[13],[14]       13.00% [8],[15],[16],[17],[18]
Investment, Identifier [Axis]: Arc Drilling Holdings LLC – Common Stock          
Cost $ 1,500 [2],[3]       $ 1,500 [6],[8]
Investment, Identifier [Axis]: Arc Drilling Holdings LLC – Line of Credit          
Cost $ 0 [19]       $ 0 [20]
Investment, interest rate, paid in cash 10.50% [11],[12],[13],[14],[19]       11.10% [15],[16],[17],[18],[20]
Investment, Identifier [Axis]: Arc Drilling Holdings LLC – Term Debt          
Cost $ 5,672 [19]       $ 5,625 [20]
Investment, interest rate, paid in cash 10.50% [11],[12],[13],[14],[19]       12.60% [15],[16],[17],[18],[20]
Investment, Identifier [Axis]: Axios Industrial Group, LLC – Delayed Draw Term Loan          
Cost [19] $ 3,000        
Investment, interest rate, paid in cash [11],[12],[13],[14],[19] 14.00%        
Investment, Identifier [Axis]: Axios Industrial Group, LLC – Term Debt          
Cost [20],[21]         $ 9,000
Investment, interest rate, paid in cash [15],[16],[17],[18],[20],[21]         12.60%
Investment, Identifier [Axis]: Axios Industrial Group, LLC – Term Debt          
Cost [19] $ 9,000        
Investment, interest rate, paid in cash [11],[12],[13],[14],[19] 14.00%        
Investment, Identifier [Axis]: Axios Industrial Group, LLC– Delayed Draw Term Loan          
Cost [20],[21]         $ 3,000
Investment, interest rate, paid in cash [15],[16],[17],[18],[20],[21]         12.60%
Investment, Identifier [Axis]: B+T Group Acquisition, Inc.(S) – Common Stock Warrant          
Cost $ 0 [2],[3],[22]       $ 0 [6],[8],[23]
Investment, Identifier [Axis]: B+T Group Acquisition, Inc.(S) – Line of Credit          
Cost $ 1,200 [19],[22]       $ 1,200 [20],[23]
Investment, interest rate, paid in cash 15.40% [11],[12],[13],[14],[19],[22]       14.10% [15],[16],[17],[18],[20],[23]
Investment, Identifier [Axis]: B+T Group Acquisition, Inc.(S) – Preferred Stock          
Cost $ 2,024 [2],[3],[22]       $ 2,024 [6],[8],[23]
Investment, Identifier [Axis]: B+T Group Acquisition, Inc.(S) – Term Debt          
Cost $ 6,000 [19],[22]       $ 6,000 [20],[23]
Investment, interest rate, paid in cash 15.40% [11],[12],[13],[14],[19],[22]       14.10% [15],[16],[17],[18],[20],[23]
Investment, Identifier [Axis]: B. Riley Financial, Inc. – Term Debt          
Cost $ 2,416 [24],[25]     $ 2,400  
Investment, interest rate, paid in cash 6.75%     6.75%  
Investment, Identifier [Axis]: CHA Holdings, Inc. – Term Debt          
Cost $ 2,969 [9],[26]       $ 2,967 [10],[27]
Investment, interest rate, paid in cash 13.50% [9],[11],[12],[13],[14],[26]       12.50% [10],[15],[16],[17],[18],[27]
Investment, Identifier [Axis]: CPM Holdings, Inc. – Term Debt          
Cost $ 798 [9]       $ 798 [10]
Investment, interest rate, paid in cash 12.60% [9],[11],[12],[13],[14]       11.40% [10],[15],[16],[17],[18]
Investment, Identifier [Axis]: Café Zupas – Delayed Draw Term Loan          
Cost $ 1,970 [19]       $ 1,970 [20]
Investment, interest rate, paid in cash 11.10% [11],[12],[13],[14],[19]       10.50% [15],[16],[17],[18],[20]
Investment, Identifier [Axis]: Café Zupas – Line of Credit          
Cost [19] $ 0        
Investment, interest rate, paid in cash [11],[12],[13],[14],[19] 11.10%        
Investment, Identifier [Axis]: Café Zupas – Line of Credit,          
Cost [20]         $ 0
Investment, interest rate, paid in cash [15],[16],[17],[18],[20]         10.50%
Investment, Identifier [Axis]: Café Zupas – Term Debt          
Cost $ 23,460 [19]       $ 23,460 [20]
Investment, interest rate, paid in cash 11.10% [11],[12],[13],[14],[19]       10.50% [15],[16],[17],[18],[20]
Investment, Identifier [Axis]: Canopy Safety Brands, LLC – Common Stock          
Cost $ 800 [2],[3]       $ 300 [6],[8]
Investment, Identifier [Axis]: Canopy Safety Brands, LLC – Preferred Stock          
Cost 500 [2],[3]       500 [6],[8]
Investment, Identifier [Axis]: Chinese Yellow Pages Company – Line of Credit,          
Cost $ 107 [2],[28],[29]       $ 107 [8],[30],[31]
Investment, interest rate, paid in cash 11.50% [2],[11],[12],[13],[14],[28],[29]       10.30% [8],[15],[16],[17],[18],[30],[31]
Investment, Identifier [Axis]: Circuitronics EMS Holdings LLC – Common Units          
Cost [6],[8]         $ 921
Investment, Identifier [Axis]: DKI Ventures, LLC – Term Debt          
Cost $ 5,915 [19]       $ 5,915 [20]
Investment, interest rate, paid in cash 12.40% [11],[12],[13],[14],[19]       11.00% [15],[16],[17],[18],[20]
Investment, Identifier [Axis]: Defiance Integrated Technologies, Inc. – Common Stock          
Cost $ 580 [2],[3]       $ 580 [6],[8]
Investment, Identifier [Axis]: Defiance Integrated Technologies, Inc. – Term Debt          
Cost $ 7,585 [2]       $ 7,665 [8]
Investment, interest rate, paid in cash 13.90% [2],[11],[12],[13],[14]       12.60% [8],[15],[16],[17],[18]
Investment, Identifier [Axis]: ENET Holdings, LLC – Term Debt          
Cost [20]         $ 24,360
Investment, interest rate, paid in cash [15],[16],[17],[18],[20]         10.40%
Investment, Identifier [Axis]: ENET Holdings, LLC – Term Debt 2          
Cost [19] $ 22,289        
Investment, interest rate, paid in cash [11],[12],[13],[14],[19] 11.60%        
Investment, Identifier [Axis]: Edge Adhesives Holdings, Inc. (S) – Term Debt          
Cost $ 6,140 [19],[22],[32]       $ 6,140 [8],[23]
Investment, interest rate, paid in cash 9.90% [11],[12],[13],[14],[19],[22],[32]       8.60% [8],[15],[16],[17],[18],[23]
Investment, Identifier [Axis]: Edge Adhesives Holdings, Inc.(S) – Preferred Stock          
Cost $ 5,466 [2],[3],[22]       $ 5,466 [6],[8],[23]
Investment, Identifier [Axis]: Eegee’s LLC – Delayed Draw Term Loan          
Cost $ 3,000 [19]       $ 3,000 [20]
Investment, interest rate, paid in cash 12.10% [11],[12],[13],[14],[19]       11.40% [15],[16],[17],[18],[20]
Investment, Identifier [Axis]: Eegee’s LLC – Line of Credit          
Cost $ 0 [19]       $ 0 [20]
Investment, interest rate, paid in cash 12.10% [11],[12],[13],[14],[19]       11.40% [15],[16],[17],[18],[20]
Investment, Identifier [Axis]: Eegee’s LLC – Term Debt          
Cost [19] $ 17,000        
Investment, interest rate, paid in cash [11],[12],[13],[14],[19] 12.10%        
Investment, Identifier [Axis]: Eegee’s LLC – Term Debt          
Cost [20]         $ 17,000
Investment, interest rate, paid in cash [15],[16],[17],[18],[20]         11.40%
Investment, Identifier [Axis]: Encore Dredging Holdings, LLC – Delayed Draw Term Loan          
Cost $ 5,043 [19]       $ 5,023 [20]
Investment, interest rate, paid in cash 11.40% [11],[12],[13],[14],[19]       10.10% [15],[16],[17],[18],[20]
Investment, Identifier [Axis]: Encore Dredging Holdings, LLC – Line of Credit          
Cost $ 0 [19]       $ 0 [20]
Investment, interest rate, paid in cash 12.60% [11],[12],[13],[14],[19]       11.40% [15],[16],[17],[18],[20]
Investment, Identifier [Axis]: Encore Dredging Holdings, LLC – Preferred Stock          
Cost $ 3,840 [2],[3]       $ 3,840 [6],[8],[23]
Investment, Identifier [Axis]: Encore Dredging Holdings, LLC – Term Debt 1          
Cost $ 23,700 [19]       $ 23,611 [20]
Investment, interest rate, paid in cash 11.40% [11],[12],[13],[14],[19]       10.10% [15],[16],[17],[18],[20]
Investment, Identifier [Axis]: Encore Dredging Holdings, LLC – Term Debt 2          
Cost $ 4,561 [19]       $ 4,532 [20]
Investment, interest rate, paid in cash 11.40% [11],[12],[13],[14],[19]       10.10% [15],[16],[17],[18],[20]
Investment, Identifier [Axis]: Engineering Manufacturing Technologies, LLC – Line of Credit          
Cost $ 0 [19]       $ 0 [20]
Investment, interest rate, paid in cash 12.60% [11],[12],[13],[14],[19]       11.40% [15],[16],[17],[18],[20]
Investment, Identifier [Axis]: Engineering Manufacturing Technologies, LLC – Term Debt          
Cost [20]         $ 22,500
Investment, interest rate, paid in cash [15],[16],[17],[18],[20]         11.40%
Investment, Identifier [Axis]: Engineering Manufacturing Technologies, LLC – Term Debt          
Cost [19] $ 22,500        
Investment, interest rate, paid in cash [11],[12],[13],[14],[19] 12.60%        
Investment, Identifier [Axis]: FES Resources Holdings LLC – Common Equity Units          
Cost $ 0 [2],[3]       $ 0 [6],[8]
Investment, Identifier [Axis]: FES Resources Holdings LLC – Preferred Equity Units          
Cost 6,350 [2],[3]       6,350 [6],[8]
Investment, Identifier [Axis]: Fix-It Group, LLC – Delayed Draw Term Loan          
Cost $ 3,250 [19]       $ 0 [20],[27]
Investment, interest rate, paid in cash 11.50% [11],[12],[13],[14],[19]       10.10% [15],[16],[17],[18],[20],[27]
Investment, Identifier [Axis]: Fix-It Group, LLC – Line of Credit          
Cost $ 1,000 [19]       $ 0 [20],[27]
Investment, interest rate, paid in cash 11.50% [11],[12],[13],[14],[19]       10.10% [15],[16],[17],[18],[20],[27]
Investment, Identifier [Axis]: Fix-It Group, LLC – Term Debt          
Cost $ 10,000 [19]       $ 10,000 [20],[27]
Investment, interest rate, paid in cash 11.50% [11],[12],[13],[14],[19]       10.10% [15],[16],[17],[18],[20],[27]
Investment, Identifier [Axis]: Frontier Financial Group Inc. – Convertible Debt          
Cost $ 198 [2],[25]       $ 198 [8],[33]
Investment, Identifier [Axis]: Frontier Financial Group Inc. – Preferred Stock          
Cost 500 [2],[3]       500 [6],[8]
Investment, Identifier [Axis]: Frontier Financial Group Inc. – Preferred Stock Warrant          
Cost 0 [2],[3]       0 [6],[8]
Investment, Identifier [Axis]: Funko Acquisition Holdings, LLC(S) – Common Units          
Cost 22 [3],[22],[34]       22 [6],[23],[35]
Investment, Identifier [Axis]: GFRC 360, LLC – Common Stock Warrants          
Cost 0 [2],[3]       0 [6],[8]
Investment, Identifier [Axis]: GFRC 360, LLC – Line of Credit          
Cost $ 840 [19]       $ 700 [20]
Investment, interest rate, paid in cash 12.40% [11],[12],[13],[14],[19]       11.10% [15],[16],[17],[18],[20]
Investment, Identifier [Axis]: GFRC 360, LLC – Preferred Stock          
Cost $ 1,025 [2],[3]       $ 1,025 [6],[8]
Investment, Identifier [Axis]: GFRC 360, LLC – Term Debt          
Cost $ 1,000 [19]       $ 1,000 [20]
Investment, interest rate, paid in cash 12.40% [11],[12],[13],[14],[19]       11.10% [15],[16],[17],[18],[20]
Investment, Identifier [Axis]: GSM MidCo LLC – Common Stock          
Cost $ 767 [2],[3]       $ 767 [6],[8]
Investment, Identifier [Axis]: Giving Home Health Care, LLC – Term Debt          
Cost $ 28,800 [19],[25]       $ 28,800 [20],[33]
Investment, interest rate, paid in cash 12.50% [11],[12],[13],[14],[19],[25]       12.50% [15],[16],[17],[18],[20],[33]
Investment, Identifier [Axis]: Giving Home Health Care, LLC – Warrant          
Cost $ 19 [2],[3]       $ 19 [6],[8]
Investment, Identifier [Axis]: Gray Matter Systems, LLC – Delayed Draw Term Loan          
Cost $ 2,477 [19],[25]       $ 2,476 [20],[33]
Investment, interest rate, paid in cash 11.30% [11],[12],[13],[14],[19],[25]       11.30% [15],[16],[17],[18],[20],[33]
Investment, Identifier [Axis]: Gray Matter Systems, LLC – Term Debt          
Cost $ 2,070 [19],[25]       $ 2,069 [20],[33]
Investment, interest rate, paid in cash [15],[16],[17],[18],[20],[33]         11.30%
Investment, Identifier [Axis]: HH-Inspire Acquisition, Inc. – Delayed Draw Term Loan          
Cost $ 10,000 [19]       $ 10,000 [20],[27]
Investment, interest rate, paid in cash 11.10% [11],[12],[13],[14],[19]       9.90% [15],[16],[17],[18],[20],[27]
Investment, Identifier [Axis]: HH-Inspire Acquisition, Inc. – Line of Credit          
Cost $ 1,500 [19]       $ 1,500 [20],[27]
Investment, interest rate, paid in cash 11.10% [11],[12],[13],[14],[19]       9.90% [15],[16],[17],[18],[20],[27]
Investment, Identifier [Axis]: HH-Inspire Acquisition, Inc. – Preferred Stock          
Cost $ 956 [2],[3]       $ 956 [6],[8]
Investment, Identifier [Axis]: HH-Inspire Acquisition, Inc. – Term Debt 1          
Cost $ 16,000 [19]       $ 16,000 [20],[27]
Investment, interest rate, paid in cash 11.10% [11],[12],[13],[14],[19]       9.90% [15],[16],[17],[18],[20],[27]
Investment, Identifier [Axis]: HH-Inspire Acquisition, Inc. – Term Debt 2          
Cost $ 8,000 [19]       $ 8,000 [20],[27]
Investment, interest rate, paid in cash 11.10% [11],[12],[13],[14],[19]       9.90% [15],[16],[17],[18],[20],[27]
Investment, Identifier [Axis]: Imperative Holdings Corporation – Preferred Equity Units          
Cost $ 632 [2],[3]       $ 632 [6],[8]
Investment, Identifier [Axis]: Imperative Holdings Corporation – Term Debt          
Cost $ 23,225 [19]       $ 23,968 [20]
Investment, interest rate, paid in cash 14.10% [11],[12],[13],[14],[19]       13.40% [15],[16],[17],[18],[20]
Investment, Identifier [Axis]: LWO Acquisitions Company LLC – Term Debt          
Cost [8],[36]         $ 95
Investment, Identifier [Axis]: Lonestar EMS, LLC – Term Debt          
Cost [2],[25] $ 3,695        
Investment, Identifier [Axis]: Lonestar EMS, LLC – Common Units          
Cost 6,750 [2],[3]       6,750 [6],[8]
Investment, Identifier [Axis]: Lonestar EMS, LLC – Term Debt          
Cost [8],[33]         $ 3,250
Investment, interest rate, paid in cash [8],[15],[16],[17],[18],[33]         8.00%
Investment, Identifier [Axis]: MCG Energy Solutions, LLC – Line of Credit          
Cost [20]         $ 0
Investment, interest rate, paid in cash [15],[16],[17],[18],[20]         10.60%
Investment, Identifier [Axis]: MCG Energy Solutions, LLC – Preferred Stock          
Cost 7,000 [2]       $ 7,000 [8]
Investment, Identifier [Axis]: MCG Energy Solutions, LLC – Term Debt          
Cost $ 20,455 [19]       $ 20,820 [20]
Investment, interest rate, paid in cash 12.00% [11],[12],[13],[14],[19]       10.60% [15],[16],[17],[18],[20]
Investment, Identifier [Axis]: NetFortris Corp. – Preferred Stock          
Cost $ 789 [2],[3]       $ 789 [6],[8]
Investment, Identifier [Axis]: Ohio Armor Holdings, LLC – Term Debt          
Cost $ 18,619 [19]       $ 18,913 [20]
Investment, interest rate, paid in cash 12.40% [11],[12],[13],[14],[19]       11.10% [15],[16],[17],[18],[20]
Investment, Identifier [Axis]: PIC 360, LLC – Common Equity Units          
Cost $ 1 [2],[3]       $ 1 [6],[8]
Investment, Identifier [Axis]: Pansophic Learning, Ltd. – Term Debt 1          
Cost $ 27,963 [19]       $ 27,961 [20]
Investment, interest rate, paid in cash 11.60% [11],[12],[13],[14],[19]       10.40% [15],[16],[17],[18],[20]
Investment, Identifier [Axis]: Pansophic Learning, Ltd. – Term Debt 2          
Cost $ 4,993 [19]       $ 4,993 [20]
Investment, interest rate, paid in cash 11.60% [11],[12],[13],[14],[19]       10.40% [15],[16],[17],[18],[20]
Investment, Identifier [Axis]: R2i Holdings, LLC – Line of Credit          
Cost [33],[37]         $ 829
Investment, Identifier [Axis]: R2i Holdings, LLC – Term Debt          
Cost [33],[37]         18,000
Investment, Identifier [Axis]: Salt & Straw, LLC – Delayed Draw Term Loan          
Cost $ 2,200 [19]       $ 0 [20]
Investment, interest rate, paid in cash 12.40% [11],[12],[13],[14],[19]       11.10% [15],[16],[17],[18],[20]
Investment, Identifier [Axis]: Salt & Straw, LLC – Line of Credit          
Cost $ 800 [19]       $ 800 [20]
Investment, interest rate, paid in cash 12.40% [11],[12],[13],[14],[19]       11.10% [15],[16],[17],[18],[20]
Investment, Identifier [Axis]: Salvo Technologies, Inc. – Preferred Stock          
Cost $ 2,500 [2],[3]       $ 2,500 [6],[8]
Investment, Identifier [Axis]: Salvo Technologies, Inc. – Term Debt          
Cost [20],[21]         $ 11,887
Investment, interest rate, paid in cash [15],[16],[17],[18],[20],[21]         12.50%
Investment, Identifier [Axis]: Salvo Technologies, Inc. – Term Debt          
Cost [19] $ 11,857        
Investment, interest rate, paid in cash [11],[12],[13],[14],[19] 13.90%        
Investment, Identifier [Axis]: Sea Link International IRB, Inc. – Preferred Stock          
Cost $ 98 [2],[3]       $ 98 [6],[8]
Investment, Identifier [Axis]: Sea Link International IRB, Inc. – Term Debt          
Cost $ 11,863 [19],[25]       11,679 [20],[33]
Investment, interest rate, paid in cash [11],[12],[13],[14],[19],[25] 11.30%        
Investment, Identifier [Axis]: Sea Link International IRB, Inc.– Common Equity Units          
Cost $ 823 [2],[3]       823 [6],[8]
Investment, Identifier [Axis]: Sokol & Company Holdings, LLC – Common Stock          
Cost 1,500 [2],[3]       1,500 [6],[8]
Investment, Identifier [Axis]: Sokol & Company Holdings, LLC – Term Debt          
Cost [20],[21]         $ 13,500
Investment, interest rate, paid in cash [15],[16],[17],[18],[20],[21]         10.00%
Investment, Identifier [Axis]: Sokol & Company Holdings, LLC – Term Debt          
Cost [19] $ 13,500        
Investment, interest rate, paid in cash [11],[12],[13],[14],[19] 11.40%        
Investment, Identifier [Axis]: SpaceCo Holdings, LLC – Line of Credit          
Cost $ 1,650 [19],[26]       $ 1,900 [20],[27]
Investment, interest rate, paid in cash 11.80% [11],[12],[13],[14],[19],[26]       10.80% [15],[16],[17],[18],[20],[27]
Investment, Identifier [Axis]: SpaceCo Holdings, LLC – Term Deb          
Cost [20],[27]         $ 31,326
Investment, interest rate, paid in cash [15],[16],[17],[18],[20],[27]         10.80%
Investment, Identifier [Axis]: SpaceCo Holdings, LLC – Term Debt          
Cost [19],[26] $ 30,538        
Investment, interest rate, paid in cash [11],[12],[13],[14],[19],[26] 11.80%        
Investment, Identifier [Axis]: Springfield, Inc. – Term Debt          
Cost $ 30,000 [19]       $ 30,000 [20]
Investment, interest rate, paid in cash 14.40% [11],[12],[13],[14],[19]       13.10% [15],[16],[17],[18],[20]
Investment, Identifier [Axis]: TNCP Intermediate HoldCo, LLC – Common Equity Units          
Cost $ 500 [2],[3]       $ 500 [6],[8]
Investment, Identifier [Axis]: TNCP Intermediate HoldCo, LLC – Line of Credit          
Cost $ 900 [2],[25]       $ 1,000 [8],[33]
Investment, interest rate, paid in cash 8.00% [2],[11],[12],[13],[14],[25]       8.00% [8],[15],[16],[17],[18],[33]
Investment, Identifier [Axis]: Tailwind Smith Cooper Intermediate Corporation – Term Debt          
Cost $ 4,835 [9]       $ 4,829 [10]
Investment, interest rate, paid in cash 13.40% [9],[11],[12],[13],[14]       12.10% [10],[15],[16],[17],[18]
Investment, Identifier [Axis]: Targus Cayman HoldCo Ltd.          
Net proceeds from the sale of investments   $ 8,000      
Realized investment gains   $ 5,900      
Investment, Identifier [Axis]: Targus Cayman HoldCo, Ltd. – Common Stock          
Cost [6],[37],[38]         $ 2,062
Investment, Identifier [Axis]: Total Safety Holdings, LLC – Common Equity          
Cost $ 499 [2],[3]       499 [6],[8]
Investment, Identifier [Axis]: Triple H Food Processors, LLC – Common Stock          
Cost 250 [2],[3]       250 [6],[8]
Investment, Identifier [Axis]: Triple H Food Processors, LLC – Preferred Stock          
Cost 75 [2],[3]       75 [6],[8]
Investment, Identifier [Axis]: Turn Key Health Clinics, LLC – Line of Credit          
Cost $ 500 [19]       $ 500 [20]
Investment, interest rate, paid in cash 11.60% [11],[12],[13],[14],[19]       10.40% [15],[16],[17],[18],[20]
Investment, Identifier [Axis]: Turn Key Health Clinics, LLC – Term Debt          
Cost $ 11,000 [19]       $ 11,000 [20]
Investment, interest rate, paid in cash 11.60% [11],[12],[13],[14],[19]       10.40% [15],[16],[17],[18],[20]
Investment, Identifier [Axis]: Unirac Holdings, Inc. – Delayed Draw Term Loan          
Cost [20],[21]         $ 0
Investment, interest rate, paid in cash [15],[16],[17],[18],[20],[21]         9.50%
Investment, Identifier [Axis]: Unirac Holdings, Inc. – Line of Credit          
Cost [20],[21]         $ 0
Investment, interest rate, paid in cash [15],[16],[17],[18],[20],[21]         9.50%
Investment, Identifier [Axis]: Unirac Holdings, Inc. – Term Debt          
Cost [20],[21]         $ 14,628
Investment, interest rate, paid in cash [15],[16],[17],[18],[20]         9.50%
Investment, Identifier [Axis]: Unirac, Inc. – Delayed Draw Term Loan          
Cost [19] $ 0        
Investment, interest rate, paid in cash [11],[12],[13],[14],[19] 10.90%        
Investment, Identifier [Axis]: Unirac, Inc. – Line of Credit          
Cost [19] $ 700        
Investment, interest rate, paid in cash [11],[12],[13],[14],[19] 10.90%        
Investment, Identifier [Axis]: Unirac, Inc. – Term Debt          
Cost [19] $ 14,606        
Investment, interest rate, paid in cash [11],[12],[13],[14],[19] 10.90%        
Investment, Identifier [Axis]: Viva Railings, LLC – Line of Credit          
Cost $ 0 [19]       $ 0 [20]
Investment, interest rate, paid in cash 11.40% [11],[12],[13],[14],[19]       10.10% [15],[16],[17],[18],[20]
Investment, Identifier [Axis]: Viva Railings, LLC – Term Debt          
Cost [19] $ 21,800        
Investment, interest rate, paid in cash [11],[12],[13],[14],[19] 11.40%        
Investment, Identifier [Axis]: Viva Railings, LLC – Term Debt          
Cost [20]         $ 21,800
Investment, interest rate, paid in cash [15],[16],[17],[18],[20]         10.10%
Investment, Identifier [Axis]: WB Xcel Holdings, LLC          
Cost $ 2,750 [2],[3]       $ 2,750 [6],[8]
Investment, Identifier [Axis]: WB Xcel Holdings, LLC – Line of Credit          
Cost $ 1,468 [2]       $ 1,468 [8]
Investment, interest rate, paid in cash 14.90% [2],[11],[12],[13],[14]       13.60% [8],[15],[16],[17],[18]
Investment, Identifier [Axis]: WB Xcel Holdings, LLC – Term Debt          
Cost $ 9,900 [2]       $ 9,925 [8]
Investment, interest rate, paid in cash 14.90% [2],[11],[12],[13],[14]       13.60% [8],[15],[16],[17],[18]
Investment, Identifier [Axis]: WorkforceQA, LLC – Line of Credit          
Cost [19] $ 0        
Investment, interest rate, paid in cash [11],[12],[13],[14],[19] 10.90%        
Investment, Identifier [Axis]: WorkforceQA, LLC – Term Debt          
Cost $ 10,000 [19],[39]       $ 10,000 [20],[27],[40]
Investment, interest rate, paid in cash 12.90% [11],[12],[13],[14],[19],[39]       11.60% [15],[16],[17],[18],[20],[27],[40]
Investment, Identifier [Axis]: WorkforceQA, LLC– Line of Credit          
Cost [20],[27]         $ 0
Investment, interest rate, paid in cash [15],[16],[17],[18],[20],[27]         9.60%
[1] Fair value was based on net asset value provided by the fund as a practical expedient.
[2] Fair value was based on the total enterprise value of the portfolio company, which was then allocated to the portfolio company’s securities in order of their relative priority in the capital structure.
[3] Security is non-income producing.
[4] There are certain limitations on our ability to withdraw our partnership interest prior to dissolution of the entity, which must occur no later than May 9, 2024 or two years after all outstanding leverage has matured.
[5] Fair value was based on net asset value provided by the fund as a practical expedient.
[6] Security is non-income producing.
[7] There are certain limitations on our ability to withdraw our partnership interest prior to dissolution of the entity, which must occur no later than May 9, 2024 or two years after all outstanding leverage has matured.
[8] Fair value was based on the total enterprise value of the portfolio company, which was then allocated to the portfolio company’s securities in order of their relative priority in the capital structure.
[9] Fair value was based on the indicative bid price on or near December 31, 2022, offered by the respective syndication agent’s trading desk.
[10] Fair value was based on the indicative bid price on or near September 30, 2022, offered by the respective syndication agent’s trading desk.
[11] Certain of the securities listed in this schedule are issued by affiliate(s) of the indicated portfolio company. The majority of the securities listed, totaling $555.5 million at fair value, are pledged as collateral under our revolving line of credit, as described further in Note 5—Borrowings in the accompanying Notes to Consolidated Financial Statements. Under the Investment Company Act of 1940, as amended (the “1940 Act”), we may not acquire any non-qualifying assets unless, at the time such acquisition is made, qualifying assets represent at least 70% of our total assets. As of December 31, 2022, our investments in Leeds Novamark Capital I, L.P. (“Leeds”), Funko Acquisition Holdings, LLC (“Funko”), and B. Riley Financial, Inc. (“B. Riley”) are considered non-qualifying assets under Section 55 of the 1940 Act. Such non-qualifying assets represent 0.4% of total investments, at fair value, as of December 31, 2022.
[12] Unless indicated otherwise, all of our investments are valued using Level 3 inputs within the ASC 820 fair value hierarchy. Refer to Note 3—Investments in the accompanying Notes to Consolidated Financial Statements for additional information.
[13] Category percentages represent the fair value of each category and subcategory as a percentage of net assets as of December 31, 2022.
[14] Unless indicated otherwise, all cash interest rates are indexed to 30-day London Interbank Offered Rate (“LIBOR” or “L”), which was 4.39% as of December 31, 2022 or one- month Secured Overnight Financing Rate (“SOFR” or “S”), which was 4.36% as of December 31, 2022. If applicable, paid-in-kind (“PIK”) interest rates are noted separately from the cash interest rate. Certain securities are subject to an interest rate floor. The cash interest rate is the greater of the floor or the reference rate plus a spread. Due dates represent the contractual maturity date.
[15] Unless indicated otherwise, all of our investments are valued using Level 3 inputs within the ASC 820 fair value hierarchy. Refer to Note 3—Investments in the accompanying Notes to Consolidated Financial Statements for additional information.
[16] Certain of the securities listed in this schedule are issued by affiliate(s) of the indicated portfolio company. The majority of the securities listed, totaling $577.6 million at fair value, are pledged as collateral under our revolving line of credit, as described further in Note 5—Borrowings in the accompanying Notes to Consolidated Financial Statements. Under the Investment Company Act of 1940, as amended (the “1940 Act”), we may not acquire any non-qualifying assets unless, at the time such acquisition is made, qualifying assets represent at least 70% of our total assets. As of September 30, 2022, our investments in Leeds Novamark Capital I, L.P. (“Leeds”) and Funko Acquisition Holdings, LLC (“Funko”) are considered non-qualifying assets under Section 55 of the 1940 Act. Such non-qualifying assets represent 1.0% of total investments, at fair value, as of September 30, 2022.
[17] Category percentages represent the fair value of each category and subcategory as a percentage of net assets as of September 30, 2022.
[18] Unless indicated otherwise, all cash interest rates are indexed to 30-day London Interbank Offered Rate (“LIBOR” or “L”), which was 3.14% as of September 30, 2022. If applicable, paid-in-kind (“PIK”) interest rates are noted separately from the cash interest rate. Certain securities are subject to an interest rate floor. The cash interest rate is the greater of the floor or LIBOR plus a spread. Due dates represent the contractual maturity date.
[19] Fair value was based on an internal yield analysis or on estimates of value submitted by ICE Data Pricing and Reference Data, LLC (“ICE”).
[20] Fair value was based on an internal yield analysis or on estimates of value submitted by ICE Data Pricing and Reference Data, LLC (“ICE”).
[21] The cash interest rate on this investment was indexed to the 30-day Secured Overnight Financing Rate (“SOFR”), which was 3.04% as of September 30, 2022.
[22] One of our affiliated funds, Gladstone Investment Corporation, co-invested with us in this portfolio company pursuant to an exemptive order granted by the U.S. Securities and Exchange Commission.
[23] One of our affiliated funds, Gladstone Investment Corporation, co-invested with us in this portfolio company pursuant to an exemptive order granted by the U.S. Securities and Exchange Commission.
[24] Our investment in B. Riley was valued using Level 1 inputs within the ASC 820 fair value hierarchy. B. Riley 6.75% senior notes are traded on the Nasdaq Global Select Market under the trading symbol “RILYO.” Refer to Note 3—Investments in the accompanying Notes to Consolidated Financial Statements for additional information.
[25] Debt security has a fixed interest rate.
[26] The cash interest rate on this investment was indexed to 90-day LIBOR, which was 4.77% as of December 31, 2022.
[27] The cash interest rate on this investment was indexed to 90-day LIBOR, which was 3.75% as of September 30, 2022.
[28] Investment maturity date has passed. Investment continues to make applicable interest payments.
[29] The cash interest rate on this investment was indexed to the U.S. Prime Rate (“PRIME”), which was 7.50% as of December 31, 2022.
[30] Investment maturity date has passed. Investment continues to make applicable interest payments.
[31] The cash interest rate on this investment was indexed to the U.S. Prime Rate (“PRIME”), which was 6.25% as of September 30, 2022.
[32] Debt security is on non-accrual status.
[33] Debt security has a fixed interest rate.
[34] Our investment in Funko was valued using Level 2 inputs within the Financial Accounting Standards Board (“FASB”) Accounting Standard Codification (“ASC”) Topic 820, “Fair Value Measurements and Disclosures” (“ASC 820”) fair value hierarchy. Our common units in Funko are convertible to class A common stock in Funko, Inc. upon meeting certain requirements. Fair value was based on the closing market price of shares of Funko, Inc. as of the reporting date, less a discount for lack of marketability. Funko, Inc. is traded on the Nasdaq Global Select Market under the trading symbol “FNKO.” Refer to Note 3—Investments in the accompanying Notes to Consolidated Financial Statements for additional information.
[35] Our investment in Funko was valued using Level 2 inputs within the Financial Accounting Standards Board (“FASB”) Accounting Standard Codification (“ASC”) Topic 820, “Fair Value Measurements and Disclosures" (“ASC 820”) fair value hierarchy. Our common units in Funko are convertible to class A common stock in Funko, Inc. upon meeting certain requirements. Fair value was based on the closing market price of shares of Funko, Inc. as of the reporting date, less a discount for lack of marketability. Funko, Inc. is traded on the Nasdaq Global Select Market under the trading symbol “FNKO.” Refer to Note 3—Investments in the accompanying Notes to Consolidated Financial Statements for additional information.
[36] Debt security does not have a stated interest rate that is payable thereon.
[37] Fair value was based on the expected exit or payoff amount, where such event has occurred or is expected to occur imminently.
[38] Investment was exited subsequent to September 30, 2022. Refer to Note 15 – Subsequent Events in the accompanying Notes to the Consolidated Financial Statements for additional information.
[39] The Company has entered into an agreement that entitles it to the "last out" tranche of the first lien secured loans, whereby the "first out" tranche will receive priority as to the "last out" tranche with respect to payments of principal, interest, and any other amounts due thereunder. Therefore, the Company receives a higher interest rate than the contractual stated interest rate of LIBOR plus 6.5% (Floor 1.0%) per the credit agreement and the Consolidated Schedule of Investments above reflects such higher rate.
[40] The Company has entered into an agreement that entitles it to the "last out" tranche of the first lien secured loan, whereby the "first out" tranche will receive priority as to the "last out" tranche with respect to payments of principal, interest, and any other amounts due thereunder. Therefore, the Company receives a higher interest rate than the contractual stated interest rate of LIBOR plus 6.50% (Floor 1.0%) per the credit agreement and the Consolidated Schedule of Investments above reflects such higher rate.