Document

Date of Report (Date of earliest event reported) February 3, 2022

Maryland

814-00237

54-2040781

(State or other jurisdiction

of incorporation)

(Commission

File Number)

(IRS Employer

Identification No.)



1521 Westbranch Drive, Suite 100 McLean, Virginia						22102
(Address of principal executive offices)						(Zip Code)

Registrant’s telephone number, including area code: (703) 287-5800

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the Registrant under any of the following provisions:


			Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)


			Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)


			Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))


			Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

Title of each class

Trading symbol

Name of each exchange on which registered

Common Stock, $0.001 par value per share

GLAD

The Nasdaq Stock Market LLC

(Nasdaq Global Select Market)

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).


Emerging growth company ☐ If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

Item 5.07. Submission of Matters to a Vote of Security Holders.

On February 3, 2022, Gladstone Capital Corporation (the “Company”) held its 2022 Annual Meeting of Stockholders (the “Annual Meeting”). There were present at the Annual Meeting in person or by proxy, stockholders holding an aggregate of 22,633,869 shares of the Company’s common stock.

The matters considered and voted on by the stockholders at the Annual Meeting and the vote of the stockholders were as follows:

1.The following individuals were elected as directors, Paul W. Adelgren, John H. Outland and David Gladstone, to serve until the 2025 Annual Meeting of Stockholders and until their successors are elected and qualified, by the following vote:


	For		Withheld		Broker Non-Votes
Paul W. Adelgren	9,539,793	763,536		12,330,540
John H. Outland	9,774,105	529,224		12,330,540
David Gladstone	9,785,991	517,338		12,330,540

2.The ratification of the selection by the Audit Committee of our Board of Directors of PricewaterhouseCoopers LLP as our independent registered public accounting firm for our fiscal year ending September 30, 2022, by the following vote.


For	Against	Abstain	Broker Non-Votes
21,938,312	473,241	222,316	0

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

GLADSTONE CAPITAL CORPORATION

(Registrant)

By:

/s/ Nicole Schaltenbrand

Nicole Schaltenbrand

February 3, 2022

Chief Financial Officer and Treasurer